Compliance Complaints

How to raise a concern or file a complaint.

Regulatory Complaints Disclosure

SEBI mandates all Registered Investment Advisers (RIAs) to display investor complaints status. Investors may contact the Investment Adviser directly for grievance redressal.

Complaints may be sent to: pgmacorn@gmail.com

1. Data for the Month Ending – May 2026

Sr No Received From Pending Last Month Received Resolved* Total Pending# Pending > 3 months Avg Resolution Time
1 Directly From Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources 0 0 0 0 0 0

* Includes previous months. # Pending as of last day. ^ Avg resolution = total time / resolved.

2. Trend of Monthly Disposals of Complaints for FY 2026-27

Sr No Month Carried Forward Received Resolved Pending
1 June 2025 0 0 0 0
2 July 2025 0 0 0 0
3 August 2025 0 0 0 0
4 September 2025 0 0 0 0
5 October 2025 0 0 0 0
6 November 2025 0 0 0 0
7 December 2025 0 0 0 0
8 January 2026 0 0 0 0
9 February 2026 0 0 0 0
10 March 2026 0 0 0 0
11 April 2026 0 0 0 0
12 May 2026 0 0 0 0

3. Archive of Previous Financial Years

Sr No Month Carried Received Resolved Pending
1 Jun 2018 0 0 0 0
2 Jul 2018 0 0 0 0
3 Aug 2018 0 0 0 0
4 Sep 2018 0 0 0 0
5 Oct 2018 0 0 0 0
6 Nov 2018 0 0 0 0
7 Dec 2018 0 0 0 0
8 Jan 2019 0 0 0 0
9 Feb 2019 0 0 0 0
10 Mar 2019 0 0 0 0
11 Apr 2019 0 0 0 0
12 May 2019 0 0 0 0
13 Jun 2019 0 0 0 0
14 Jul 2019 0 0 0 0
15 Aug 2019 0 0 0 0
16 Sep 2019 0 0 0 0
17 Oct 2019 0 0 0 0
18 Nov 2019 0 0 0 0
19 Dec 2019 0 0 0 0
20 Jan 2020 0 0 0 0
21 Feb 2020 0 0 0 0
22 Mar 2020 0 0 0 0
23 Apr 2020 0 0 0 0
24 May 2020 0 0 0 0
25 Jun 2020 0 0 0 0
26 Jul 2020 0 0 0 0
27 Aug 2020 0 0 0 0
28 Sep 2020 0 0 0 0
29 Oct 2020 0 0 0 0
30 Nov 2020 0 0 0 0
31 Dec 2020 0 0 0 0
32 Jan 2021 0 0 0 0
33 Feb 2021 0 0 0 0
34 Mar 2021 0 0 0 0
35 Apr 2021 0 0 0 0
36 May 2021 0 0 0 0
37 Jun 2021 0 0 0 0
38 Jul 2021 0 0 0 0
39 Aug 2021 0 0 0 0
40 Sep 2021 0 0 0 0
41 Oct 2021 0 0 0 0
42 Nov 2021 0 0 0 0
43 Dec 2021 0 0 0 0
44 Jan 2022 0 0 0 0
45 Feb 2022 0 0 0 0
46 Mar 2022 0 0 0 0
47 Apr 2022 0 0 0 0
48 May 2022 0 0 0 0
49 Jun 2022 0 0 0 0
50 Jul 2022 0 0 0 0
51 Aug 2022 0 0 0 0
52 Sep 2022 0 0 0 0
53 Oct 2022 0 0 0 0
54 Nov 2022 0 0 0 0
55 Dec 2022 0 0 0 0
56 Jan 2023 0 0 0 0
57 Feb 2023 0 0 0 0
58 Mar 2023 0 0 0 0
59 Apr 2023 0 0 0 0
60 May 2023 0 0 0 0
61 Jun 2023 0 0 0 0
62 Jul 2023 0 0 0 0
63 Aug 2023 0 0 0 0
64 Sep 2023 0 0 0 0
65 Oct 2023 0 0 0 0
66 Nov 2023 0 0 0 0
67 Dec 2023 0 0 0 0
68 Jan 2024 0 0 0 0
69 Feb 2024 0 0 0 0
70 Mar 2024 0 0 0 0
71 Apr 2024 0 0 0 0
72 May 2024 0 0 0 0
73 Jun 2024 0 0 0 0
74 Jul 2024 0 0 0 0
75 Aug 2024 0 0 0 0
76 Sep 2024 0 0 0 0
77 Oct 2024 0 0 0 0
78 Nov 2024 0 0 0 0
79 Dec 2024 0 0 0 0
80 Jan 2025 0 0 0 0
81 Feb 2025 0 0 0 0
82 Mar 2025 0 0 0 0
83 Apr 2025 0 0 0 0
84 May 2025 0 0 0 0
85 Jun 2025 0 0 0 0

4. Trend of Yearly Disposals of Complaints

Year Carried Received Resolved Pending
2018-19 0 0 0 0
2019-20 0 0 0 0
2020-21 0 0 0 0
2021-22 0 0 0 0
2022-23 0 0 0 0
2023-24 0 0 0 0
2024-25 0 0 0 0
2025-26 0 0 0 0
2026-27 0 0 0 0

5. Disclosure wrt compliance with Annual Compliance Audit

Sr No Year Compliance Audit Link Remarks
1 2020-21 Completed - None
2 2021-22 Completed - None
3 2022-23 Completed - None
4 2023-24 Completed - None
5 2024-25 Completed - None

6. SEBI Registration Details

Name of Investment Adviser: Pradeep Mahtani
SEBI Registration Number: INA000010742
Type of Registration: Individual
Validity of Registration: Perpetual

Address:

8 Hampton Court, A Wing, 4th Floor
Wodehouse Road, Colaba
Mumbai 400005

Contact Number: +91 7506365310
Email: pgmacorn@gmail.com

Principal Officer: Pradeep Mahtani
Compliance Officer: Pradeep Mahtani