Mandatory Disclosures under SEBI (Investment Advisers) Regulations

1. SEBI Registration Details

Name of Investment Adviser: Pradeep Mahtani
Type of Registration: Individual Investment Adviser
SEBI Registration Number: INA000010742
BASL Membership Number: 1158
Validity of Registration: Perpetual

Registration granted by SEBI and certification from NISM does not guarantee the performance of the intermediary or provide any assurance of returns to investors.

2. Contact Details

Details of designation Contact Person Name Address Contact No. Email ID Working hours
Customer Care Pradeep Mahtani
8 Hampton Court, A Wing, 4th Floor
Wodehouse Road, Colaba
Mumbai 400005
+91 7506365310 pgmacorn@gmail.com Mon to Fri 9.00am to 5.00 pm
Head of Customer Care Not Applicable Not Applicable Not Applicable Not Applicable Not Applicable
Compliance Officer Pradeep Mahtani
8 Hampton Court, A Wing, 4th Floor
Wodehouse Road, Colaba
Mumbai 400005
+91 7506365310 pgmacorn@gmail.com Mon to Fri 9.00am to 5.00 pm
CEO Not Applicable Not Applicable Not Applicable Not Applicable Not Applicable
Principal Officer Pradeep Mahtani
8 Hampton Court, A Wing, 4th Floor
Wodehouse Road, Colaba
Mumbai 400005
+91 7506365310 pgmacorn@gmail.com Mon to Fri 9.00am to 5.00 pm

3. SEBI Regional Office

Securities and Exchange Board of India
SEBI Bhavan, Plot No. C4-A, 'G' Block
Bandra-Kurla Complex, Bandra (East)
Mumbai - 400051

4. Fee Model

The Investment Adviser operates under a fee-only advisory model and earns fees directly from clients for advisory services. The Investment Adviser does not receive any commissions, referral fees, or distribution income from financial product providers.

5. Conflict of Interest

The Investment Adviser endeavors to avoid conflicts of interest. In case of any potential conflict, appropriate disclosures will be made to clients and necessary steps taken to protect client interests.

6. Use of Artificial Intelligence Tools

The Investment Adviser does not currently use Artificial Intelligence tools for providing personalized investment advisory services.

7. Confidentiality

The Investment Adviser maintains strict confidentiality of client information and will not disclose such information unless required by law or with client consent.

8. Services Offered

  • Investment advisory services
  • Financial planning
  • Portfolio review
  • Goal-based financial planning

9. Disclaimer

Investments in securities markets are subject to market risks. Investors are advised to read all related documents carefully before making investment decisions.

Registration granted by SEBI, certification from NISM and membership of any recognized body does not guarantee performance or assure returns.

10. Refund Policy

This Refund Policy applies to investment advisory services provided by Pradeep Mahtani, SEBI Registered Investment Adviser (INA000010742).

1. Termination of Advisory Agreement

  • Voluntary or mandatory termination by adviser or client
  • Regulatory actions affecting continuation of services

30 days prior written notice is required for termination.

2. Advance Fees

Advance fees shall not exceed one year, as per SEBI regulations.

3. Refund of Fees

Proportionate refund for unexpired period, excluding taxes. Breakage fee may apply as per agreement.

4. Processing of Refund

Refunds will be processed within 7 working days.

5. Contact for Refund Queries

Email: pgmacorn@gmail.com